Alexander Richard Hugues

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1982 → Present
  A.R. Huguez & Associates
  San Dimas, CA
• 09/2012 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 01/1973 → Present
  Alexander "Richard" Hugues-Self Employed
  Upland, CA

Previous Registrations

• 2001-01-22 → 2012-09-17
  Avantax Advisory Services
  San Dimas, CA

Other Businesses

1. A. R. HUGUEZ & ASSOCIATES-SAN DIMAS, CA; FINANCIAL/INSURANCE SALES & SERVICES; OWNER/SOLE PROPRIETOR; START DATE 1/87; APPROX. 240 HRS/MNTH; 120 HRS/MNTH DURING TRADING; IR. 2. ALEXANDER RICHARD HUGUES DBA A.R. HUGUEZ & ASSOCIATES-SAN DIMAS, CA; OWNER/INDEPENDENT INSURANCE AGENT; START DATE 1/07;120 HRS/MNTH; APPROX 24 HRS/MNTH DURING TRADING; IR.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-07-06
• S65 Uniform Investment Adviser Law Examination
  2010-10-09

Other Names

• Richard Hugues