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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-27 |
| CA | RA | APPROVED | 2012-09-13 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
540 E. Foothill Blvd., Suite 208, San Dimas, CA 91773 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.R. Huguez & Associates | San Dimas | CA | 01/1982 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 09/2012 | Present |
| Alexander "Richard" Hugues-Self Employed | Upland | CA | 01/1973 | Present |
1. A. R. HUGUEZ & ASSOCIATES-SAN DIMAS, CA; FINANCIAL/INSURANCE SALES & SERVICES; OWNER/SOLE PROPRIETOR; START DATE 1/87; APPROX. 240 HRS/MNTH; 120 HRS/MNTH DURING TRADING; IR. 2. ALEXANDER RICHARD HUGUES DBA A.R. HUGUEZ & ASSOCIATES-SAN DIMAS, CA; OWNER/INDEPENDENT INSURANCE AGENT; START DATE 1/07;120 HRS/MNTH; APPROX 24 HRS/MNTH DURING TRADING; IR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 2010-10-09 |
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