Best Investors
Account
Sign in
Best Investors
Account
Sign in
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N.Y. Life Ins. Co. | Louisville | KY | 04/1985 | Present |
| Nylife Securities Inc. | Louisville | KY | 06/1987 | Present |
| Quaife Financial Group | Loisville | KY | 05/2010 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS UNDER DBA QUAIFE FINANCIAL GROUP; investment related; start date 5/2010] [Louisville Association of Insurance and Financial Adviser; Board member of the Louisville Association of Insurance and Financial Advisers; 12730 Townpark Way, Louisville, KY 40243; Start Date 02/2019; Role/Title: Board Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; president]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-02 |
Reach out to this advisor