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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-22 |
Branch Locations
9740 Von Allmen Court, Louisville, KY 40241 • United States
9250 Westport Rd, Louisville, KY 40242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Wealth Management | Louisville | KY | 05/2026 | Present |
| Unemployed | Louisville | KY | 02/2026 | 05/2026 |
| Adp Broker-Dealer, Inc. | Louisville | KY | 07/2018 | 02/2023 |
| Jewish Hospital | Louisville | KY | 06/2011 | 09/2017 |
| Ameriprise Financial Services, Llc | Louisville | KY | 02/2023 | 09/2025 |
| Oxinas Partners, Llc | Louisville | KY | 10/2025 | 01/2026 |
| M.S. Howells & Co. | Louisville | KY | 10/2025 | 01/2026 |
| Mohawk Industries | Calhoun | GA | 09/2017 | 03/2018 |
| Unemployed | N/A | XX | 04/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-18 |
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