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Joshua A Roller

Pnc Wealth Management LLC

Prospect, KY

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2014-12-15
  • KY RA
    APPROVED
    Since 2014-12-15

Branch Locations

9519 Us Highway 42, Prospect, KY 40059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Louisville KY 10/2014 02/2017
Pnc Bank Louisville KY 10/2014 02/2017
Pnc Investments, Llc Louisville KY 02/2017 Present
  • 10/2014 → 02/2017
    Pnc Investments
    Louisville, KY
  • 10/2014 → 02/2017
    Pnc Bank
    Louisville, KY
  • 02/2017 → Present
    Pnc Investments, Llc
    Louisville, KY
Other Businesses

09/02/2024 / Owner / Roller Thunder LLC / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-15
S63 Uniform Securities Agent State Law Examination 2006-03-29
  • S65 Uniform Investment Adviser Law Examination
    2014-12-15
  • S63 Uniform Securities Agent State Law Examination
    2006-03-29

View on SEC IAPD

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Other Investors

MATTHEW Edward MILLER
ABIGAIL BOHNERT
JOSUE TLAMASICO
William Nathan Holladay
ZACHARY COLE CLARK
MICHAEL ROBERT JOKSIMOVIC
SHAWN MICHAEL EDELEN
PATRICK JAMES GAUGHAN

Other Offices

FIFTH THIRD SECURITIES, INC. · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
CLARK FINANCIAL PLANNING · LOUISVILLE, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Louisville, KY
SOUND INCOME STRATEGIES, LLC · Louisville, KY
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · Louisville, KY
J.P. MORGAN SECURITIES LLC · LOUISVILLE, KY
INVESTMENT ANSWERS · LOUISVILLE, KY

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