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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-08-23
KY RA APPROVED 2021-03-01
  • IN RA
    APPROVED
    Since 2021-08-23
  • KY RA
    APPROVED
    Since 2021-03-01

Branch Locations

4801 Norton Healthcare Blvd., Louisville, KY 40241 • United States

750 E. Jefferson Street Suite 100, Louisville, KY 40202 • United States

2900 North Hurstbourne Parkway, Louisville, KY 40223 • United States

1610 Veterans Parkway, Jeffersonville, IN 47130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Louisville KY 05/2019 Present
Adp Louisville KY 04/2018 04/2019
Brooks Brothers Louisville KY 07/2017 04/2018
University Of Louisville Louisville KY 08/2012 06/2017
Fifth Third Securities Louisville KY 08/2020 Present
  • 05/2019 → Present
    Fifth Third Bank
    Louisville, KY
  • 04/2018 → 04/2019
    Adp
    Louisville, KY
  • 07/2017 → 04/2018
    Brooks Brothers
    Louisville, KY
  • 08/2012 → 06/2017
    University Of Louisville
    Louisville, KY
  • 08/2020 → Present
    Fifth Third Securities
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-26
S63 Uniform Securities Agent State Law Examination 2021-01-21
  • S65 Uniform Investment Adviser Law Examination
    2021-02-26
  • S63 Uniform Securities Agent State Law Examination
    2021-01-21

View on SEC IAPD

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