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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-03
MI RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-09-03
  • MI RA
    APPROVED
    Since 2024-03-21

Branch Locations

290 Town Center Drive Suite 321, Dearborn, MI 48126 • United States

Riverview, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Other Businesses

1.CEASER CAPITAL MANAGEMENT, SAME AS OFFICE ADDRESS, START 01/01/2013, SECURITIES BUSINESS AND FIXED INSURACE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-23
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S65 Uniform Investment Adviser Law Examination
    1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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