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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
| TX | RA | APPROVED_RES | 2021-03-31 |
Branch Locations
1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States
Garden City, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Garden City | NY | 07/1993 | 03/2021 |
| Morgan Stanley Smith Barney | Garden City | NY | 06/2009 | 03/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2021 |
| Ameriprise Financial Services, Llc | Uniondale | NY | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-01 |
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