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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-24 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
300 East Washington Ave, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Effingham | IL | 01/1989 | Present |
| Raymond James Financial Services Advisors, Inc | Effingham | IL | 01/2009 | Present |
(1) Name of Business: Dwight Erskine Address: 300 East Washington Av, Effingham, IL, 62401-0189, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 02/15/1989 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Illinois Insurance Broker (2) Name of Business: Erskine Stone & James Address: 300 East Washington Avenue, Effingham, IL, IL, 62401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/11/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ES&J is a partnership, organized in 1989, and authorized by RJFS (IM&R) Compliance at that time, and since. (3) Name of Business: NA Address: 300 East Washington Av, Effingham IL, Effingham, IL, 62401, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Other Investment Related: Yes Start Date: 02/01/1989 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Credential only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-02 |
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