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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| OH | RA | APPROVED | 2010-08-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hudson | OH | 03/2010 | Present |
| Stratos Wealth Partners, Ltd | Hudson | OH | 08/2010 | Present |
1. 04/06/2010 - DBA WITH OBA, STRATOS WEALTH PARTNERS, LTD, ALSO SELL FIXED LINES OF BUSINESS, 100% OH. 2. 4/20/2018 - Strategic Tactical Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only. 3. 8/12/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2010 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/6/2017 - Wilson Settlement Consulting - Not Investment Related - Home Based - Started 01/01/83 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 3/26/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-22 |
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