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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-10-21
  • MA RA
    APPROVED
    Since 2008-10-21

Branch Locations

1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nml Ins. Co. Boston MA 02/1976 09/2023
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1976 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Life Insurance Company Boca Raton FL 09/2023 Present
  • 02/1976 → 09/2023
    Nml Ins. Co.
    Boston, MA
  • 07/1976 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2023 → Present
    Northwestern Mutual Life Insurance Company
    Boca Raton, FL
Other Businesses

MEMBER. INVESTMENT COMMITTEE OF MAIMONIDES SCHOOL. BROOKLINE, MA. <1 HR/MO. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. PASSIVE INVESTMENT - 2.5% - TEI, INC. START DATE 1/1/2011 100% OWNER OF ERM HULL LLC, REAL ESTATE IN HULL, MA. INVESTMENT RELATED. 0 HOURS/MONTH. START DATE 1/1/2011 90% OWNER MEADOWBROOK REALTY LLC, REAL ESTATE IN QUINCY, MA. INVESTMENT RELATED. 0 HOURS/MONTH. START DATE 1/15/2012. 1.5% OWNER CHAPLIN HILL INVESTMENT GROUP. REASL ESTATE IN WOBURN, MA. INVESTMENT RELATED. 0 HOURS PER MONTH. 100% OWNER OF 20 INDEPENDENCE AVE BUILDING. INVESTMENT RELATED. 20 INDEPENDENCE AVE QUNCY , MASSACHUSETTS 02169 UNITED STATES OF AMERICA. REAL ESTATE INVESTMENT PROPERTY. 9/9/2015. 0-5 HOURS PER MONTH. DUTIES INCLUDE OVERSEE PROPERTY MANAGER TO MAKE SURE PROPERTY BEING MANAGED PROPERLY 100% OWNER, 300 TRADE CENTER, 300 TRADE CENTER, WOBURN, , MASSACHUSETTS, 02801, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/24/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. PASSIVE INVESTOR <1% OWNERSHIP, $100,000 INVESTMENT, OUR CROWD , 11 ABERNATHY RD, ATLANTA, , GEORGIA, 30328, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/19/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, PASSIVE INVESTOR 1% OWNER, REAL ESTATE INVESTMENT , 78 BLANCHARD ROAD, BURLINGTON, , MASSACHUSETTS, 01803, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/23/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. PASSIVE INVESTOR 10) PASSIVE INVESTMENT NON-FINANCIAL SERVICES BUSINESS, 5832 ARBOR WOOD CT, BRANDONTON, , FLORIDA, 34203, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/9/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-30
  • S63 Uniform Securities Agent State Law Examination
    1986-12-30
Designations

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