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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Goal Securities, Inc. | San Diego | CA | 02/2012 | 06/2017 |
| Heritage Wealth Management | San Diego | CA | 02/2012 | 06/2017 |
| The Kocen Financial Group | San Diego | CA | 02/2012 | 06/2017 |
| Johnston Accountancy | National City | CA | 06/2017 | 09/2017 |
| Lpl Financial, Llc | San Diego | CA | 09/2018 | Present |
| The Gensler Group | Coronado | CA | 10/2017 | 04/2018 |
| Unemployed | San Diego | CA | 05/2018 | 08/2018 |
1. 6/15/2020 - Uber/Lyft - Not Investment Related - SAN DIEGO, CA - Other-Uber/Lyft - Driver - Started 6/15/2016 - Time Spent 10%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-29 |
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