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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-06 |
| HI | RA | APPROVED | 2003-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
1. 377 INVESTMENT CLUB, INVESTMENT RELATED, HONOLULU HI, INVESTMENT CLUB, MEMBER, BEGAN 3/1/1977, NO TIME SPENT, MEMBER ONLY. 2. RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP WITH SPOUSE; START: 01/10/2000; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-10 |
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