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Rajas Desai

Ubs Financial Services Inc.

New York, NY

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-21
WY RA APPROVED 2023-10-25
PA RA APPROVED 2023-09-21
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2012-09-28
TX RA APPROVED 2012-09-28
  • OH RA
    APPROVED
    Since 2025-01-21
  • WY RA
    APPROVED
    Since 2023-10-25
  • PA RA
    APPROVED
    Since 2023-09-21
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2012-09-28
  • TX RA
    APPROVED
    Since 2012-09-28

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 09/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-09
  • S66 Uniform Combined State Law Examination
    2011-07-09

View on SEC IAPD

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