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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-07 |
| NY | RA | APPROVED | 2021-10-26 |
| NC | RA | APPROVED | 2016-06-29 |
| PA | RA | APPROVED | 2016-06-28 |
| CO | RA | APPROVED | 2006-11-17 |
| FL | RA | APPROVED | 2003-10-16 |
| TX | RA | APPROVED_RES | 1986-03-26 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
1285 Avenue Of The Americas 15Th Floor Through 18Th Floor, New York, NY 10019 • United States
525 Okeechobee Blvd. Suite 1500, West Palm Beach, FL 33401 • United States
Hopatcong, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/1986 | Present |
1) DECKER CAPITAL HOLDINGS LLC / HOPATCONG, NJ 07843 / COMPANY / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / BUYING, SELLING, TRADING, INVESTING IN ALL TYPES OF BUSINESSES FROM REAL ESTATE, FARMS, PRECIOUS METALS, GEMS AND DIAMONDS, COMMODITIES & FUTURES, AND POTENTIALLY ANY AND ALL DIFFERENT FINANCIAL INSTRUMENTS / OFFICER / I OWN 99% OF THE CORPORTATION AND I MAKE THE DECISIONS ON THE PARTNERSHIP. MY WIFE OWNES THE OTHER 1%. / START DATE 08/12/2005. /// 2) MENDENHALL TF PARTNERS / HOUSTON,TEXAS 77056 / PARTNERSHIP/ FINANCIAL (CONSUMER & INVESTMENT SERVICES) / THIS IS A SINGLE PURPOSE LLC TO HOLD PRIVATELY ISSUED SHRARES OF THERANOS, A NON-PUBLIC COMPANY / PARTNER / / I AM AN INVESTOR IN PRIVATELY HELD SHARES OF THERANOS THAT WILL BE HELD IN MENDENHALL TF PARTNERS / START DATE 1/14/2014 /// 3) DECKER INVESTMENTS LLC / NEW JERSEY 07843 / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / I AM THE MANAGING PARTNER / START DATE 9/12/2014 /// 4) DECKER EQUTIY PROPERTIES, LLC / NEW JERSEY 07843 / PARTNERSHIP/ FINANCIAL (CONSUMER & INVESTMENT SERVICES) / LLC FOR ESTATE PLANNING HOLDING REAL ESTATE AND MULTIPLE SECURTIES INVESTMENTS / PARTNER / / I AM MANGING PARTNER AND 99% OWNER / START DATE 11/24/2014 /// 5) NAME OF OTHER BUSINESS: Decker Capital Holdings LLC / INVESTMENT RELATED?: Yes / ADDRESS: Hopatcong, New Jersey 07843,US/ NATURE OF THE BUSINESS: LLC holding investments / POSITION: Partner / DUTIES: Investing in multiple forms of Cryptocurrency/ START DATE: 1/21/2021/ HOURS DEVOTED TO BUSINESS: N/A /// 6) NAME OF OTHER BUSINESS: Blackbelt Holdings LLC / INVESTMENT RELATED?: Yes // NATURE OF THE BUSINESS: Real Estate - Partnership / POSITION: Partner / DUTIES:As managing partner of Decker Investments LLC I will be making joint decisions with the managing partner of WMDR Holdings LLC/ START DATE:12/12/22/ HOURS DEVOTED TO BUSINESS: NA /// 7) The J. M. D. Revocable Trust Agreement Amended and Restated on August 6, 2009 & Amended Dated May 4, 1990; Disposition of the Estate of J. M. D.; North Street, Michigan 48049; I along with one brother and sister are trustees to distribute estate per trust agreement; Start date: 5/10/2024; Investment-related: Yes 8) Book - title "Success is Not a Secret" - "Creating a World Class Wealth Management Office", ,Writing a book - Funded by Decker Capital Holdings LLC, Author, start date-8/17/2011, New JerseyUnited States-07843. 9) J.H.D, M.C.D., Decker Investments LLC, Personal Investment in Gold Bullion, gold, silver, platinum, Palladium Coins and "junk" gold jewelry purchased for the weight of gold, Proprietor / owner, start date-2/20/2020, Hopatcong New Jersey United States07843. 10) DECKER INVESTMENTS LLC AND WMDR HOLODINGS LLC, We are purchasing a single family home with intention of renovating it, Partner, Making decisions on renovations, etc, start date-11/30/2022, West Palm BeachFloridaUnited States-33403
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-05 |
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