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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-07
NY RA APPROVED 2021-10-26
NC RA APPROVED 2016-06-29
PA RA APPROVED 2016-06-28
CO RA APPROVED 2006-11-17
FL RA APPROVED 2003-10-16
TX RA APPROVED_RES 1986-03-26
  • NJ RA
    APPROVED
    Since 2025-07-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • NC RA
    APPROVED
    Since 2016-06-29
  • PA RA
    APPROVED
    Since 2016-06-28
  • CO RA
    APPROVED
    Since 2006-11-17
  • FL RA
    APPROVED
    Since 2003-10-16
  • TX RA
    APPROVED_RES
    Since 1986-03-26

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

1285 Avenue Of The Americas 15Th Floor Through 18Th Floor, New York, NY 10019 • United States

525 Okeechobee Blvd. Suite 1500, West Palm Beach, FL 33401 • United States

Hopatcong, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 03/1986 Present
Other Businesses

1) DECKER CAPITAL HOLDINGS LLC / HOPATCONG, NJ 07843 / COMPANY / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / BUYING, SELLING, TRADING, INVESTING IN ALL TYPES OF BUSINESSES FROM REAL ESTATE, FARMS, PRECIOUS METALS, GEMS AND DIAMONDS, COMMODITIES & FUTURES, AND POTENTIALLY ANY AND ALL DIFFERENT FINANCIAL INSTRUMENTS / OFFICER / I OWN 99% OF THE CORPORTATION AND I MAKE THE DECISIONS ON THE PARTNERSHIP. MY WIFE OWNES THE OTHER 1%. / START DATE 08/12/2005. /// 2) MENDENHALL TF PARTNERS / HOUSTON,TEXAS 77056 / PARTNERSHIP/ FINANCIAL (CONSUMER & INVESTMENT SERVICES) / THIS IS A SINGLE PURPOSE LLC TO HOLD PRIVATELY ISSUED SHRARES OF THERANOS, A NON-PUBLIC COMPANY / PARTNER / / I AM AN INVESTOR IN PRIVATELY HELD SHARES OF THERANOS THAT WILL BE HELD IN MENDENHALL TF PARTNERS / START DATE 1/14/2014 /// 3) DECKER INVESTMENTS LLC / NEW JERSEY 07843 / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / I AM THE MANAGING PARTNER / START DATE 9/12/2014 /// 4) DECKER EQUTIY PROPERTIES, LLC / NEW JERSEY 07843 / PARTNERSHIP/ FINANCIAL (CONSUMER & INVESTMENT SERVICES) / LLC FOR ESTATE PLANNING HOLDING REAL ESTATE AND MULTIPLE SECURTIES INVESTMENTS / PARTNER / / I AM MANGING PARTNER AND 99% OWNER / START DATE 11/24/2014 /// 5) NAME OF OTHER BUSINESS: Decker Capital Holdings LLC / INVESTMENT RELATED?: Yes / ADDRESS: Hopatcong, New Jersey 07843,US/ NATURE OF THE BUSINESS: LLC holding investments / POSITION: Partner / DUTIES: Investing in multiple forms of Cryptocurrency/ START DATE: 1/21/2021/ HOURS DEVOTED TO BUSINESS: N/A /// 6) NAME OF OTHER BUSINESS: Blackbelt Holdings LLC / INVESTMENT RELATED?: Yes // NATURE OF THE BUSINESS: Real Estate - Partnership / POSITION: Partner / DUTIES:As managing partner of Decker Investments LLC I will be making joint decisions with the managing partner of WMDR Holdings LLC/ START DATE:12/12/22/ HOURS DEVOTED TO BUSINESS: NA /// 7) The J. M. D. Revocable Trust Agreement Amended and Restated on August 6, 2009 & Amended Dated May 4, 1990; Disposition of the Estate of J. M. D.; North Street, Michigan 48049; I along with one brother and sister are trustees to distribute estate per trust agreement; Start date: 5/10/2024; Investment-related: Yes 8) Book - title "Success is Not a Secret" - "Creating a World Class Wealth Management Office", ,Writing a book - Funded by Decker Capital Holdings LLC, Author, start date-8/17/2011, New JerseyUnited States-07843. 9) J.H.D, M.C.D., Decker Investments LLC, Personal Investment in Gold Bullion, gold, silver, platinum, Palladium Coins and "junk" gold jewelry purchased for the weight of gold, Proprietor / owner, start date-2/20/2020, Hopatcong New Jersey United States07843. 10) DECKER INVESTMENTS LLC AND WMDR HOLODINGS LLC, We are purchasing a single family home with intention of renovating it, Partner, Making decisions on renovations, etc, start date-11/30/2022, West Palm BeachFloridaUnited States-33403

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-09
S63 Uniform Securities Agent State Law Examination 1979-10-05
  • S65 Uniform Investment Adviser Law Examination
    1993-08-09
  • S63 Uniform Securities Agent State Law Examination
    1979-10-05

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