David Charles Seymour

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2007-01-09
CA	RA	APPROVED	2006-07-20

OR RA
APPROVED

Since 2007-01-09
CA RA
APPROVED

Since 2006-07-20

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Portland, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	San Diego	CA	02/2004	Present

02/2004 → Present

Wedbush Morgan Securities

San Diego, CA

Previous Registrations

2002-05-28 → 2004-03-15

Rbc Capital Markets, Llc

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-03
S63	Uniform Securities Agent State Law Examination	1980-11-14

S65 Uniform Investment Adviser Law Examination

1999-02-03
S63 Uniform Securities Agent State Law Examination

1980-11-14

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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