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Dennis James Leone

Ameriprise Financial Services, LLC

East Hartford, CT

Glastonbury, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
CT RA APPROVED 2006-04-18
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • CT RA
    APPROVED
    Since 2006-04-18

Branch Locations

55 Hartland St Ste 405, East Hartford, CT 06108 • United States

Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 09/2005 03/2020
Ameriprise Financial Service, Llc East Hartford CT 04/1975 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    East Hartford, CT
  • 04/1975 → Present
    Ameriprise Financial Service, Llc
    East Hartford, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-17
  • S63 Uniform Securities Agent State Law Examination
    1992-01-17
Designations

View on SEC IAPD

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Other Offices

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AMERIPRISE FINANCIAL SERVICES, LLC · East Hartford, CT
AMERIPRISE FINANCIAL SERVICES, LLC · EAST HARTFORD, CT
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