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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-20
  • VA RA
    APPROVED
    Since 2026-04-20

Branch Locations

4801 Cox Rd., Ste. 111, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Richmond VA 06/2012 01/2025
Osaic Wealth, Inc. Richmond VA 01/2025 04/2026
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
Previous Registrations
  • 2025-01-24 → 2026-04-10
    Richmond, VA
  • 2012-06-07 → 2025-01-24
    Osaic Fs, Inc.
    Glen Allen, VA
    Raleigh, NC
    Richmond, VA
    Richmond, VA
  • 2009-03-24 → 2012-04-26
    Midlothian, VA
  • 2008-10-23 → 2009-03-11
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
  • 2007-11-08 → 2008-10-21
    New England Securities
    Richmond, VA
    Richmond, VA
    Glen Allen, VA
  • 2004-02-09 → 2005-06-30
    Richmond, VA
  • 2002-11-19 → 2003-12-17
    The Advisors Group, Inc.
    Bethesda, MD
Other Businesses

1. STUART W BLANKENSHIP, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 04/08/2026, Agent, Insurance/Benefits/Human Resources, NIR, 140 HR/MO - 140 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 3. RESEARCH INSTITUTE FOR VETERANS RESEARCH, 1201 Broad Rock Rd, Richmond VA 23249, 04/01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 0 HR/MO - 0 HR/MO TRADING 4. TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, 04/01/2026, W2 Employee, DBA Name, INV, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28

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