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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-23
  • TX RA
    APPROVED
    Since 2015-06-23

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2015 Present
Bank Of America, N.A. Houston TX 08/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-07-07
    Barclays Capital Inc.
    Spicewood, TX
    Houston, TX
  • 2004-01-06 → 2008-10-15
    Lehman Brothers Inc.
    Houston, TX
    Houston, TX
    Spicewood, TX
  • 1995-07-05 → 2003-11-07
    Morgan Stanley & Co. Llc
    Houston, TX
Other Businesses

I*4775278, Entity Type: , Name of OBA: M C S, Address: Nashville, Tennessee, 37203, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-08
S63 Uniform Securities Agent State Law Examination 1980-06-20
  • S65 Uniform Investment Adviser Law Examination
    1995-11-08
  • S63 Uniform Securities Agent State Law Examination
    1980-06-20
Other Names
  • W Barry Schneider
  • Barry Schneider
  • Walter Barry Schneider

View on SEC IAPD

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