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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.O.C. Financial Products Co. | Hurricane | WV | 07/1981 | 02/2026 |
| Lanham, O'DEll And Company Inc. | Hurricane | WV | 07/1981 | 02/2026 |
| Mai Capital Management Llc | Hurricane | WV | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-28 |
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