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420 East Main Street Building 1, Suite 11, Branford, CT 06405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-05 |
Branch Locations
420 East Main Street Building 1, Suite 11, Branford, CT 06405 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-12 |
Branch Locations
420 East Main Street Unit 11, Branford, CT 06405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Planning Group Llc | Branford | CT | 10/1995 | Present |
| Summit Funding Llc | Branford | CT | 10/1995 | Present |
| Summit Asset Managment | Branford | CT | 07/1999 | Present |
| Lincoln Financial Securities Corporation | Branford | CT | 07/2008 | 06/2024 |
| Lpl Financial Llc | Branford | CT | 06/2024 | Present |
1) 06/07/2024 - Summit Realty Group LLC - Real Estate Rental - Co-owner - CT 06405 - Investment related - 4 Hours per month - Start date: 12/10/2014. 2) 06/07/2024 - Insurance Sales - Non-Variable Insurance - Selling: LTC, Fixed Annuities, Fixed Life Insurance, Disability Insurance - CT 06405 - Investment related - 4 Hours per month - Start date: 05/01/1995. 3) 06/07/2024 - Summit Planning Group LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 8 Hours per month. 4) 06/07/2024 - Summit Funding, LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - CT - Non investment related - 4 Hour per month - Start date: 05/01/1995. 5) 06/12/2024- Summit Services LLC- Business Entity For Tax/Investment Purposes Only- CT - Non Inv Rel- start date 05/01/1995 6) 07/01/2024 - Summit Planning Group LLC - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/01/1995 - 10 Hours per Month/ 2 Hours During Trading - I provide financial planning and consulting services through Summit Planning Group LLC, an independent investment advisor firm. I started this business activity in 5/1995. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-24 |
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