Frank Thomas Pugliese

Employer firm

Personal Financial Profiles Inc CRD 109327

$335M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → 04/2018
  Personal Financial Profiles Inc
  Coral Springs, FL
• 09/1979 → Present
  Pugliese Financial Corp
  Coral Springs, FL
• 01/2014 → 12/2025
  Apw Capital, Inc Fka Comprehensive Asset Management & Servicing
  Coral Springs, FL
• 04/2018 → Present
  Personal Financial Profiles Inc
  Coral Springs, FL
• 04/2026 → Present
  Chatham Hills Homeowners Association
  Park City, UT

Other Businesses

1-PERSONAL FINANCIAL PROFILES INC.; INVESTMENT RELATED; 2801 UNIVERSITY DRIVE, SUITE 201B, CORAL SPRINGS FL 33065; RIA; CHAIRMAN-EMERITUS (SINCE 04/2018); 1989; 200+HRS/MONTH; 7.5 HRS/DAY; CEO, CHIEF PORTFOLIO MANAGER, PRINCIPAL 2) PUGLIESE FINANCIAL CORP; NON-INVESTMENT RELATED;2801 UNIVERSITY DR #201 B CORAL SPRINGS FL 33065;PROVIDE INS SOLUTIONS;STARTED 09/1979;2 HOURS PER WEEK 3) APW CAPITAL, INC FKA COMPREHENSIVE ASSET MANAGEMENT & SERVICING, INC.; INVESTMENT RELATED; CORAL SPRINGS, FL; REG REP; 01/2014; 5% OF HIS TIME.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-02
• S63 Uniform Securities Agent State Law Examination
  1985-01-29