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David G Kuffner

Morgan Stanley

Coral Springs, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-31
TX RA APPROVED 2022-10-28
  • FL RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2022-10-28

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Springs FL 01/2012 10/2022
Bank Of America, N.A. Coral Springs FL 01/2017 10/2022
Morgan Stanley Smith Barney Llc Coral Springs FL 10/2022 Present
Morgan Stanley Private Bank, N.A New York NY 01/2023 Present
  • 01/2012 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Coral Springs, FL
  • 01/2017 → 10/2022
    Bank Of America, N.A.
    Coral Springs, FL
  • 10/2022 → Present
    Morgan Stanley Smith Barney Llc
    Coral Springs, FL
  • 01/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-26
S63 Uniform Securities Agent State Law Examination 1999-12-16
  • S66 Uniform Combined State Law Examination
    2002-08-26
  • S63 Uniform Securities Agent State Law Examination
    1999-12-16
Other Names
  • David Gerald Kuffner

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BRIAN ARTHUR RUBINO
RORY MICHELLE DOYLE
MICHAEL DAVID FROHMAN
BARBARA ANN MIKULSKI
PAUL DAVID SJOGREN
BLAKE M HALLOCK
TERESA MILDRED MCARDLE
JAMES PAUL AMBROSE

Other Offices

CHARLES SCHWAB & CO., INC. · Coral Springs, FL
PROSPERITUS WEALTH ADVISORS · CORAL SPRINGS, FL
KOVACK ADVISORS, INC. · Coral Springs, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Coral Springs, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Coral Springs, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · CORAL SPRINGS, FL
WELLS FARGO CLEARING SERVICES, LLC · CORAL SPRINGS, FL

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