David G Kuffner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Springs, FL
• 01/2017 → 10/2022
  Bank Of America, N.A.
  Coral Springs, FL
• 10/2022 → Present
  Morgan Stanley Smith Barney Llc
  Coral Springs, FL
• 01/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-02-22 → 2022-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
  Plantation, FL
  Plantation, FL
• 2009-03-02 → 2012-01-26
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL
  Plantation, FL
  Davie, FL
  Davie, FL
  Coral Springs, FL
• 2002-08-30 → 2009-02-18
  Banc Of America Investment Services, Inc.
  Coral Springs, FL
  Ft. Lauderdale, FL
  Tamarac, FL
  Coral Springs, FL
  Fort Lauderdale, FL

Exams

• S66 Uniform Combined State Law Examination
  2002-08-26
• S63 Uniform Securities Agent State Law Examination
  1999-12-16

Other Names

• David Gerald Kuffner