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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-05
  • TX RA
    APPROVED_RES
    Since 2010-03-05

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Coral Springs FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Coral Springs, FL
Other Businesses

Rosalie's Son Services LLC; Investment related - No; Boca Raton, FL; Carpentry; 06/2018; During business hours: 0; After business hours: 5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-19
  • S63 Uniform Securities Agent State Law Examination
    2010-02-19
Other Names
  • Rory M Butler
  • Rory Michelle Butler

View on SEC IAPD

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