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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-14
NJ RA APPROVED 2004-04-15
  • TX RA
    APPROVED_RES
    Since 2019-08-14
  • NJ RA
    APPROVED
    Since 2004-04-15

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 02/1996 Present
Bank Of America, Na Staten Island NY 12/2009 Present
Other Businesses

I*567261For profit or not for profit: Entity For ProfitName of outside business organization: OFF THE WALL STREET LLCInvestment related: NAddress of business: Lincroft, New Jersey, 07738Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 11/1/2021Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: I am the Sole Member of the OFF THE WALL STREET LLC, which is for the purpose of offering for sale the previously approved Children's Bedtime Story "OFF THE WALL STREET" . I am the Author and Illustrator of this Children's Story., The nature of this entity is OFF THE WALL STREET LLC and I am the sole Member of the LLC. which is set up for the purpose of the Children's Bedtime Story, OFF THE WALL STREET" I*532339For profit or not for profit: Entity For ProfitName of outside business organization: A children's illustrated bedtime story Off the Wall Street.Investment related: NAddress of business: Lincroft, New Jersey, 07738Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/1/2021Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , The purpose of this entity is to publish a Children's Book which would be illustrated as a Bedtime Story. It would be published with Amazon Book Publishing I*719238For profit or not for profit: Name of outside business organization: Monmouth Boat ClubInvestment related: YAddress of business: Red Bank, New Jersey, 07701Nature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 3/1/2022Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Attend Finance Committee Meetings. I*2969284, Entity Type: , Name of OBA: T P EXEC EST OF M P, Address: Lincroft, New Jersey, 07738, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/10/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-24
S63 Uniform Securities Agent State Law Examination 1982-12-27
  • S65 Uniform Investment Adviser Law Examination
    1996-10-24
  • S63 Uniform Securities Agent State Law Examination
    1982-12-27
Other Names
  • Ted Perednia
  • Ted Perednia

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