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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2021-03-16
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2021-03-16

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-18
S65 Uniform Investment Adviser Law Examination 1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23

View on SEC IAPD

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