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Barry Leonard Finkelstein

Eagle Strategies LLC

Deerfield, IL

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-26
IL RA APPROVED 2010-07-30
  • TX RA
    APPROVED_RES
    Since 2023-04-26
  • IL RA
    APPROVED
    Since 2010-07-30

Branch Locations

1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Deerfield IL 06/2010 Present
New York Life Insurance Company Deerfield IL 06/2010 Present
Eagle Strategies Llc Deerfield IL 07/2010 Present
  • 06/2010 → Present
    Nylife Securities Llc
    Deerfield, IL
  • 06/2010 → Present
    New York Life Insurance Company
    Deerfield, IL
  • 07/2010 → Present
    Deerfield, IL
Previous Registrations
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; ROLE/TITLE: INSURANCE BROKER; COMPENSATION: COMMISSIONS; INVESTMENT RELATED] [JEWISH UNITED FUND; I AM ON A PROFESSIONAL ADVISORY COMMITTEE OF THE JEWISH UNITED FUND, A CHICAGO BASED GROUP OF ATTORNEYS, CPA'S AND OTHER PROFESSIONALS AND FINANCIAL ADVISORS; 30 S. WELLS CHICAGO IL 60606; START DATE: 01/1990; ROLE/TITLE: COMMITTEE MEMBER; COMPENSATION: NONE; INVESTMENT RELATED; TOTAL HOURS PER MONTH: 0.25; TOTAL HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0.25] [NYLARC Holding Company, Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave, New York, NY 10010; Start Date 10/2014; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-18
S63 Uniform Securities Agent State Law Examination 1991-11-13
  • S66 Uniform Combined State Law Examination
    2006-09-18
  • S63 Uniform Securities Agent State Law Examination
    1991-11-13
Designations

View on SEC IAPD

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