Best Investors Account Sign in
Current Employers
Financial Sense Advisors, Inc.

10920 Via Frontera Suite 500, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-10-04
CA RA APPROVED 2004-03-25
  • TX RA
    APPROVED_RES
    Since 2004-10-04
  • CA RA
    APPROVED
    Since 2004-03-25

Branch Locations

10920 Via Frontera Suite 500, San Diego, CA 92127 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Puplava Financial Services, Inc. San Diego CA 03/1985 Present
Puplava Securities, Inc. San Diego CA 10/1995 Present
Lpl Financial, Llc San Diego CA 08/2016 12/2016
  • 03/1985 → Present
    Puplava Financial Services, Inc.
    San Diego, CA
  • 10/1995 → Present
    Puplava Securities, Inc.
    San Diego, CA
  • 08/2016 → 12/2016
    Lpl Financial, Llc
    San Diego, CA
Other Businesses

Financial Sense Securities, Inc. - Insurance Agency - Investment Related - 10920 Via Frontera, Suite 500, San Diego, CA 92127 - Start 09/30/1996 - 5 Hr/Mo; 1 Hour(s) During Securities Trading; 5% Time Spent - Owner Financial Sense Advisors, Inc. - Registered Investment Advisor DBA: Financial Sense Wealth Management - Investment Related - 10920 Via Frontera, Suite 500, San Diego CA 92127 - Start 09/30/1996 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Financial Sense Advisors, an independent investment advisor firm. I started this business activity in March 1985. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD Financialsense.com - 10920 Via Frontera, Suite 500, San Diego, CA 92127 - Participates in podcasts and occasional articles; approximately 24 hours/month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-10-02
  • S63 Uniform Securities Agent State Law Examination
    1981-10-02
Designations
Other Names
  • James Joseph Puplava

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor