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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-09-21 |
| TX | RA | APPROVED_RES | 2021-09-20 |
Branch Locations
100 Towncenter Blvd. Suite 201, Tuscaloosa, AL 35406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Tuscaloosa | AL | 02/2013 | 09/2021 |
| Raymond James Financial Services, Inc. | Tuscaloosa | AL | 09/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Tuscaloosa | AL | 09/2021 | Present |
| Warrior Investment Group, Llc | Tuscaloosa | AL | 01/2024 | Present |
(1)Name of Business: Warrior Investment Group Address: 100 Towncenter Blvd Ste 201, Tuscaloosa, AL, 35406-1834, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFS Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-09 |
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