Peter A Wiener

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1981 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*2129260, Entity Type: Fiduciary, Name of OBA: P A W TTEE C B K TTEE U/A DTD 10/10/2024 , Address: Princeton Junction, New Jersey, 08550, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 02-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2124272, Entity Type: Fiduciary, Name of OBA: C K 2024 Revocable Trust , Address: Princeton Junction , New Jersey, 08550, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 18-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2575283, Entity Type, Name of OBA: MS P S L Address: East BrunswickNew Jersey08816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/23/2025 No Hours: 1 Monthly No Hours during trading: 1 Monthly Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-09
• S63 Uniform Securities Agent State Law Examination
  1983-10-17

Other Names

• Peter Alan Wiener