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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-21 |
| CA | RA | APPROVED | 2005-10-21 |
Branch Locations
12680 High Bluff Dr Ste 250, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Growth Inc. | La Jolla | CA | 03/1983 | Present |
| Independent Financial Group Llc | La Jolla | CA | 12/2003 | Present |
| Independent Financial Group, Inc | La Jolla | CA | 12/2003 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/25/1979 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: CA INSURANCE AGENT OFFERING SALES OF VARIOUS TYPES OF INSURANCE PRODUCTS. BRISA AT DEL MAR MESA HOMOWNER'S ASSOCIATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 6545 Mesa Norte Drive, San Diego CA 92130, United States DESCRIPTION: Board member for 9-home HOA CAPITAL GROWTH, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 03/15/1983 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: President and Founder of Capital Growth Inc. I manage and run the company on a day-in and day-out basis. The company acts only as a DBA for marketing putposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-29 |
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