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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-11-18 |
| TX | RA | APPROVED_RES | 2013-10-21 |
Branch Locations
3101 Glenwood Ave Ste 213, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 10/2013 | Present |
MARSLENDER-WEST ASSET MANAGEMENT; INVESTMENT RELATED; RALEIGH,NC; 32% OWNERSHIP; START DATE 10/18/2013; NUMBER OF HOURS PER MONTH 225; NUMBER OF HOURS DURING TRADING 8; OWNER OF FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-21 |
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