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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-01-11
  • OR RA
    APPROVED
    Since 2021-01-11

Branch Locations

#1 12Th Street Suite 7, Astoria, OR 97103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Astoria OR 02/1991 Present
Power Of Attorney Astoria OR 06/2013 Present
  • 02/1991 → Present
    Raymond James Financial Services, Inc.
    Astoria, OR
  • 06/2013 → Present
    Power Of Attorney
    Astoria, OR
Other Businesses

Name of Business : N/A Address: Astoria, OR Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related:No Start Date: 06/26/2013 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: POA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-20
S63 Uniform Securities Agent State Law Examination 1988-05-27
  • S65 Uniform Investment Adviser Law Examination
    2020-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-05-27

View on SEC IAPD

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