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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Astoria | OR | 02/1991 | Present |
| Power Of Attorney | Astoria | OR | 06/2013 | Present |
Name of Business : N/A Address: Astoria, OR Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related:No Start Date: 06/26/2013 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: POA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-27 |
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