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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-29
OK RA APPROVED 2025-01-09
OR RA APPROVED 2024-09-25
WA RA APPROVED 2020-08-12
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • OK RA
    APPROVED
    Since 2025-01-09
  • OR RA
    APPROVED
    Since 2024-09-25
  • WA RA
    APPROVED
    Since 2020-08-12

Branch Locations

100 39Th St, Astoria, OR 97103 • United States

237 Ne Chkalov Dr, Vancouver, WA 98684 • United States

Naselle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Coast Guard Cutter Fir Astoria OR 06/2014 08/2017
United States Coast Guard Station Cape Disappointment Ilwaco WA 08/2017 07/2020
Constance Waisanen - Thrivent Financial Astoria OR 09/2019 06/2020
Thrivent Investment Management Inc Astoria OR 06/2020 Present
Thrivent Financial Appleton WI 08/2020 10/2020
Thrivent Financial Appleton WI 10/2020 Present
  • 06/2014 → 08/2017
    United States Coast Guard Cutter Fir
    Astoria, OR
  • 08/2017 → 07/2020
    United States Coast Guard Station Cape Disappointment
    Ilwaco, WA
  • 09/2019 → 06/2020
    Constance Waisanen - Thrivent Financial
    Astoria, OR
  • 06/2020 → Present
    Astoria, OR
  • 08/2020 → 10/2020
    Thrivent Financial
    Appleton, WI
  • 10/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

100 WOMEN OF CLATSOP COUNTY POSITION: Secretary NATURE: 100 Women of Clatsop County is an organization that meets 4 times a year and invites 3 local non-profits to present at each meeting. The members of the organization then select one of the non-profits and everyone donates $100 to them. The idea is to have at least 100 women in the organization so the non-profit gets $10k all at once. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2025 ADDRESS: N/A, Astoria OR 97103, United States DESCRIPTION: I am the secretary on the steering committee that chooses what 3 non-profits will present at each meeting. I take minutes during our meetings. United Way is our fiscal sponsor and we have a bank account under them for incidental expenses. We do not handle the donations in any way - they are all made directly to the non-profit.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-11
  • S66 Uniform Combined State Law Examination
    2020-08-11
Other Names
  • Rachel Elizabeth Dalzell French

View on SEC IAPD

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