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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2006-08-02
  • OR RA
    APPROVED
    Since 2006-08-02

Branch Locations

100 39Th St, Astoria, OR 97103 • United States

Astoria, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Astoria OR 04/2006 Present
Thrivent Financial For Lutherans Appleton WI 08/2006 Present
Other Businesses

I AM AN ARTIST AND SELL MY WORK THROUGH GALLERIES OR AT EXHIBITIONS. THIS BUSINESS IS NOT INVESTMENT-RELATED AND THESE ACTIVITIES DO NOT OCCUR DURING SECURITIES TRADING HRS. I SPEND APPROXIMATELY 20 HRS PER MONTH ON IT. I AM ACTIVE WITH AN ASSOCIATION OF 501C3 GROUPS CALLED PARTNERS FOR THE PAC THAT DOES FUNDRAISING TO HELP CLATSOP COMMUNITY COLLEGE KEEP THE PERFORMING ARTS CENTER AVAILABLE TO THE PUBLIC. ADDRESS IS 16TH AND FRANKLIN IN ASTORIA, OR. STARTED 7/2012. SPEND 10 HOURS A MONTH; 0 HOURS DURING SECURITIES TRADING HOURS. TRINITY LLC POSITION: Manager NATURE: Trinity LLC owns the Charlene Larsen Center for the Performing Arts and a rental house INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 41082 Stillwell Ln, Astoria OR 97103, United States DESCRIPTION: Collect rent, manage property COLUMBIA MEMORIAL POSITION: Board Member NATURE: A not for profit Lutheran hospital INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2017 ADDRESS: 2111 Exchange St, Astoria OR 97103, United States DESCRIPTION: Oversight of hospital business. NORTH COAST CHORALE POSITION: Member NATURE: Non-Profit Volunteer chorale group INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2017 ADDRESS: PO Box 632, Astoria OR 97103, United States DESCRIPTION: Governance and artistic direction of vocal group. 100 WOMEN OF CLATSOP COUNTY POSITION: Vice President NATURE: 100 Women of Clatsop County meets 4 times a year. 3 non profits are invited to make presentations on their need. The 100 women members select one of the organizations and the members each donate $100. The organization receives at least $10,000. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2025 ADDRESS: 944 Mustonen Rd, Astoria OR 97103, United States DESCRIPTION: I lead the meeting in the president's absence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-01
  • S66 Uniform Combined State Law Examination
    2006-08-01
Other Names
  • Constance C Fluke
  • Constance W Rathfon

View on SEC IAPD

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