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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| TX | RA | APPROVED | 2017-06-15 |
| PA | RA | APPROVED | 2006-10-25 |
Branch Locations
1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Garden City | NY | 10/2006 | Present |
1. Maio Realty Corp, 98 Cuttermill Road, Great Neck, NY; Not investment related; Nature: Subchapter S corp whose sole asset is a warehouse/light industrial building; Position/Title: Passive Shareholder. My late father owned 50%. When he died, I got 25%, my brother go 25%. Devotes 0 hours/month; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-01 |
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