Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Red Bank | NJ | 08/2015 | 07/2018 |
| Lpl Financial Llc | Red Bank | NJ | 08/2018 | Present |
1) 08/16/2018 - Wellesley Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2015 - 28 hr/mth 2) 08/16/2018 - DBA John Mossa - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2015 - 20 hr/mth 3) 08/16/2018 - John Mossa Tax Preparer - inv rel - at reported business location(s) - start: 11/2015 - 60 hr/mth 4) 02/01/2024 - Non-Variable Insurance - Licensed Medicare Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/15/2024 - 6 Hours Per Month/ 4 Hours During Trading 5) 11/05/2024- DBA John Mossa- Non-Variable Insurance- Medicare Planning Specialist- Investment Related - At Reported Business Location(s) - Start Date 10/30/2024 - 14 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-17 |
Reach out to this advisor