Frederick Donald Farnsworth

Current Employers

Employment History

• 06/2009 → 04/2022
  Morgan Stanley Smith Barney Llc
  San Diego, CA
• 01/2015 → 04/2022
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2022 → Present
  Rockefeller Financial Llc
  Chula Vista, CA
• 02/2024 → Present
  Rockefeller Capital Management
  Chula Vista, CA

Previous Registrations

• 2009-11-03 → 2022-05-19
  Morgan Stanley
  Santa Barbara, CA
  Santa Barbara, CA
  San Diego, CA
• 2008-01-01 → 2008-11-07
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Santa Barbara, CA
  Santa Barbara, CA
  St. Louis, MO

Other Businesses

*234592 - TGSL; Investment related Yes; Isla Vista, CA; Student Housing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2012; During business hours: 0; After business hours: 2; To oversee property manager. * 414495 - Altitude Helicopters; Investment related No; San Diego, CA; Education; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 10; Check Signing/Funds Disbursements Nancy Vos Trust, Investment Related, 325 S Sierra Ave., Unit 12, Solana Beach, CA 92075, Invest and distribute monthly income to an income beneficiary, Trustee, June 1994, During business hours: 0; After business hours: 1, Oversee investment, managed file and pay taxes. *423361 - 885 Crystal View Drive; Investment related Yes; Parker, AZ; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 0; After business hours: 1; Property Management.

Exams

• S66 Uniform Combined State Law Examination
  2010-01-29
• S63 Uniform Securities Agent State Law Examination
  1983-10-17

Other Names

• Don Farnsworth