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Michael Andrew Germo

Commonwealth Financial Network

Hudson, OH

Willoughby Hills, OH

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-26
  • OH RA
    APPROVED
    Since 2019-08-26

Branch Locations

77 Milford Drive Suite 236, Hudson, OH 44236 • United States

2786 S.O.M. Center Road Suite 200, Willoughby Hills, OH 44094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Willoughby Hills OH 11/1989 08/2019
Financial Planning Resources Mentor OH 08/2019 Present
Commonwealth Financial Network Waltham MA 08/2019 Present
Financial Planning Resources Mentor OH 01/1994 Present
  • 11/1989 → 08/2019
    Royal Alliance Associates, Inc.
    Willoughby Hills, OH
  • 08/2019 → Present
    Financial Planning Resources
    Mentor, OH
  • 08/2019 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 01/1994 → Present
    Financial Planning Resources
    Mentor, OH
Previous Registrations
  • 2007-01-09 → 2023-01-01
    Financial Planning Resources, Inc.
    Willoughby Hills, OH
    Mentor, OH
  • 2006-07-21 → 2006-11-16
    Osaic Wealth, Inc.
    Mentor, OH
    Mentor, OH
    Hudson, OH
Other Businesses

1.Fixed insurance sales; as of 04/29/2019; 10% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-11
  • S63 Uniform Securities Agent State Law Examination
    1992-06-11
Designations
Other Names
  • Michael A Germo

View on SEC IAPD

Other Firms

ELLSWORTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
EDWARD JONES

Other Investors

CHRISTOPHER MICHAEL PRADO
Cameron Shields Miele
MICHELLE MARIE SCHWAB
MICHAEL MAXWELL SCHINDLER
Christopher George Ameen
Timothy Banks Clepper
JOHN LEO DUGAN
DEREK N SPENCER

Other Offices

ELLSWORTH ADVISORS, LLC · HUDSON, OH
JANNEY MONTGOMERY SCOTT LLC · Hudson, OH
LPL FINANCIAL LLC · HUDSON, OH
WELLS FARGO CLEARING SERVICES, LLC · HUDSON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · HUDSON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HUDSON, OH
PFS INVESTMENTS INC. · STOW, OH
PFS INVESTMENTS INC. · STOW, OH

More in Hudson, OH

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