Stanford Jay Ricks

Current Employers

Employment History

• 01/2010 → Present
  Sundance Bay
  Salt Lake City, UT

Other Businesses

Mr. Ricks is involved in several real-estate related businesses outside of Sundance Bay, which include property management , leasing, operations, construction, financing, and other related activities. These activities, which are reflected below, will require, in total, 8-10 hours per month, typically outside of normal business hours: Name of outside business or organization: Jamestown Square Office Complex Address: 3319 N. University Ave. Provo, Utah 84604 Title: Manager/Partner Description of outside business or organization: Rental office complex developed with 3 other partners in the mid-1980s. Overseen since then with 1 other partner on behalf of family and 2 other non-active partners Description of duties or responsibilities: Management and oversight of the property and the on-site property management, leasing, and other related activities Start date: 1986 Hours devoted to OBA monthly: 3 during trading hrs./ 2 during non-trading hrs. Name of outside business or organization: Lone Peak Shopping Center Address: Highland, Utah Title: Co-manager Description of outside business or organization: 56,000 square ft. retail neighborhood shopping center developed in the mid- l990's, presently 1 of 6 partners Description of duties or responsibilities: Overseeing management and operations Start date: 1996 Hours devoted to OBA monthly: 1 during trading hrs./ 1 during non-trading hrs. Name of outside business or organization: Oakbrook Mobile Home Park Address: Springville, Utah Title: Co-manager Description of outside business or organization: 112 Unit Mobile Home park developed with 5 partners in 1996, presently 1 of 3 managers/ active partners Description of duties or responsibilities: Oversee rental property management, finances, and operations with 2 other partners. Start date: 1996 Hours devoted to OBA monthly: 1 during trading hrs./ 1 during non-trading hrs. Name of outside business or organization: Ironvista l LLC Ironvista 2 LLC, Ironvista 3 &4 LLC Address: South Provo Utah Title: Co-Manager Description of outside business or organization: 4 Industrial warehouse buildings totaling approximately 320,000 sq. ft. developed between 2015 and 2019 Description of duties or responsibilities: Co-manager, overseeing management and finances with no daily active role, provided a personal guarantee for the construction loans on the buildings and invested personal funds in the properties Start date: August 2015 to present Hours devoted to OBA monthly: 0 during trading hrs./ 1 hour monthly during non-trading hrs. Name of outside business or organization: VR 293 LLC Address: Unimproved Lot #293 in Victory Ranch Wasatch County Utah Title: Co-Manager Description of outside business or organization: Purchased lot with a small group (6 total) of family and friends to build a spec home in Victory Ranch, a high-end gated community Description of duties or responsibilities: Overseeing the financing, co-managing the acquisition of the lot, and the vertical construction of the project Start date: 12/2020 Hours devoted to OBA monthly: 0 during trading hrs. / 2 during non-trading hrs. Name of outside business or organization: SDP Management Reinsurance Company, Inc. Address: 1240 East 2100 South, Suite 300, Salt Lake City, UT Title: Manager, Partner & Shareholder Description of outside business or organization: SDP Management Reinsurance Company, Inc., is a Captive Insurance C-Corp, established to insure Sundance Bay Investment Manager, LLC against certain potential risks (i.e., cybersecurity). The entity is domiciled on Modoc tribal land in Oklahoma and managed by an unaffiliated 3rd party manager, Strategic Risk Alternatives LLC Description of duties or responsibilities: Helping to determine potential risks to Sundance Bay and oversee premium investment management Start date: December 2020 Hours devoted to OBA monthly: 0 during trading hrs. / 2-3 during non-trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-24
• S63 Uniform Securities Agent State Law Examination
  1981-06-26