Robert Eugene Goss

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-09-07
NJ	RA	APPROVED	2010-07-23

TX RA
APPROVED_RES

Since 2010-09-07
NJ RA
APPROVED

Since 2010-07-23

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Houston, TX • United States

Oldwick, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bedminster	NJ	07/2010	Present

07/2010 → Present

Ubs Financial Services Inc

Bedminster, NJ

Previous Registrations

2009-06-01 → 2010-08-09

Morgan Stanley

Bedminster, NJ
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Westfield, NJ

Bedminster, NJ

New York, NY

Westfield, NJ
2005-01-05 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Westfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-04
S63	Uniform Securities Agent State Law Examination	1982-04-20

S65 Uniform Investment Adviser Law Examination

2005-01-04
S63 Uniform Securities Agent State Law Examination

1982-04-20

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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