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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2021-06-18 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
New York, NY • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 02/2010 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | 01/2018 |
| Niagara International Capital Limited | San Diego | CA | 01/2018 | 06/2018 |
| Chalice Wealth Advisors | San Diego | CA | 01/2018 | 09/2018 |
| Chalice Capital Partners, Llc | San Diego | CA | 06/2018 | 09/2018 |
| Tigress Financial Partners, Llc | New York | NY | 09/2018 | 02/2020 |
| Avenir Private Advisors Llc | Miami | FL | 09/2018 | 01/2019 |
| Aegis Capital Corp | New York | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-28 |
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