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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-20 |
| OH | RA | APPROVED | 2019-06-03 |
Branch Locations
263 West Mckinley Way Ste 104, Poland, OH 44514 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Poland | OH | 05/2009 | 05/2019 |
| Lpl Financial Llc | Poland | OH | 05/2019 | Present |
1)5/31/19- H. Vari & Company LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Poland, OH- start date 5/15/2006- 225hrs/mth- 100% 2)5/31/19- Notary Public- Inv. Related- Poland, OH- 1hr/mth- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-11 |
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