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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-05-01 |
Branch Locations
888 Reservoir Ave, Cranston, RI 02910 • United States
Lincoln, RI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Providence | RI | 08/2011 | 04/2019 |
| Ameriprise Financial Services Inc | Cumberland | RI | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Cranston | RI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-28 |
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