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Robin Christopher Ballard

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-31
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

9655 Granite Ridge Dr; Suite 200-2084, San Diego, CA 92123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 11/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-10-12
  • S63 Uniform Securities Agent State Law Examination
    1981-10-12
Other Names
  • Robin Christophe Ballard
  • Robin Christophe Ballard

View on SEC IAPD

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