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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-28 |
| IN | RA | APPROVED | 2014-04-22 |
| OH | RA | APPROVED | 2014-01-03 |
Branch Locations
8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States
8425 Pulsar Place Suite 401, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Columbus | OH | 01/2015 | Present |
| Park Avenue Securities Llc | Columbus | OH | 01/2015 | Present |
1. Harness Racing-I currently own one horse, but have owned two at the same time in the past. I also have a license to drive., Start: 01/01/2011, Address: 331 Hampton Park N, Westerville, OH 43081, 20 non bus hrs per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-13 |
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