Conrad Anthony Tarte

Current Employers

Employment History

• 08/2006 → 04/2025
  Grove Point Investments, Llc
  Rockville, MD
• 08/2007 → Present
  Continental Nine Financial Management
  Waterbury, CT
• 04/2024 → 04/2025
  Grove Point Advisors, Llc
  Waterbury, CT
• 04/2025 → Present
  Independent Financial Group, Llc
  Waterbury, CT

Previous Registrations

• 2024-04-16 → 2025-04-30
  Grove Point Advisors, Llc
  Waterbury, CT
  Rockville, MD

Other Businesses

CONTINENTAL NINE FINANCIAL SERVICES POSITION: DBA Sole Proprietor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 161 Hillside Ave, Waterbury CT 06710, United States DESCRIPTION: I am the sole owner and proprietor. Duties include financial services, securities, investment management, individual tax return preparation and client representation, estate and business tax return preparation, and fixed life insurance sales. CONTINENTAL NINE FINANCIAL MANAGEMENT, LLC POSITION: LLC Managing Member NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 05/01/2025 ADDRESS: 161 Hillside Ave, Waterbury CT 06710, United States DESCRIPTION: I am the sole owner and proprietor. Providing tax planning services for Estates & Businesses for an hourly fee billed directly to the client as qualified Enrolled Agent. COMMERCIAL INVESTMENTS INTERNATIONAL, INC POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 161 Hillside Ave, Waterbury CT 06710, United States DESCRIPTION: I am the President and I locate and make the final decisions to purchase, rehab and sell real estate property. The company is currently inactive. TARTE INTERNATIONAL, LLC POSITION: MANAGING MEMBER NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 161 Hillside Avenue, WATERBURY CT 06710, United States DESCRIPTION: COMPANY IS REGISTERED, BUT INACTIVE WITH NO BUSINESS ACTIVITY. COMPANY WAS ESTABLISHED TO HOLD TITLE TO PERSONAL REAL ESTATE. I AM THE SOLE MANAGING MEMBER. COMPLIANCE AUDIT SERVICES, LLC POSITION: SOLE MANAGING MEMBER NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 161 Hillside Ave, Waterbury CT 06710, United States DESCRIPTION: BUSINESS IS CURRENTLY REGISTERED BUT INACTIVE. COMPANY WAS ESTABLISHED TO CONDUCT TAX REPRESENTATION WORK. CURRENTLY NOT CONDUCTING BUSINESS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-08-08

Designations