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Ronald Webster Kent

Spinnaker Asset Management Inc.

Warwick, RI

CRD 728447

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Employer firm

Spinnaker Asset Management Inc. CRD 148489

$45.5M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • GENERAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Spinnaker Asset Management Inc.

250A Centerville Road Suite 2, Warwick, RI 02886 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-11
RI RA APPROVED 2025-11-11
MA RA APPROVED 2023-08-29
  • FL RA
    APPROVED
    Since 2025-11-11
  • RI RA
    APPROVED
    Since 2025-11-11
  • MA RA
    APPROVED
    Since 2023-08-29

Branch Locations

250A Centerville Road Suite 2, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spinnaker Asset Management Inc Warwick RI 09/2008 Present
Previous Registrations
  • 2006-04-26 → 2009-12-31
    Global Equity Advisors, Llc
    East Greenwich, RI
  • 2002-12-03 → 2005-10-24
    Advest, Inc.
    Providence, RI
  • 2001-09-04 → 2002-11-21
    Morgan Stanley Dw Inc.
    Providence , RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1981-04-15
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1981-04-15

View on SEC IAPD

Nearby Firms

ARLEN CAPITAL, LLC
BENTLEY WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN

Nearby Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI

More in Warwick, RI

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