Raymond Anthony Pruzinsky

Employer firm

Seacrest Wealth Management, LLC CRD 147092

$1.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 10/2016
  Wells Fargo Advisors Llc
  Norwalk, CT
• 08/2016 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2016 → Present
  Seacrest Wealth Management
  Purchase, NY

Previous Registrations

• 2008-01-01 → 2016-10-20
  Wells Fargo Clearing Services, Llc
  Norwalk, CT
  Westport, CT
  Wilton, CT
• 1998-03-17 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Wilton, CT
  St. Louis, MO
  Wilton, CT

Other Businesses

1. Raymond Pruzinsky is dually-registered as an investment advisor representative with SeaCrest Wealth Management, LLC - since 10/2016) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 08/2016). Business is conducted from 3000 Westchester Avenue, Suite 206 Purchase, NY 10577. Approximately 90% of Mr. Pruzinsky's time is for services as an investment advisor representative and the balance as a registered representative. SWM and PKS are not affiliated. 2. Insurance Agency - Non-investment Realted - Start date - 09/2016 Insurance Agent - Non-variable insurance - Providing different types of insurance policies to clients

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-16
• S63 Uniform Securities Agent State Law Examination
  1988-03-16