Richard Alan Fontana

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Raymond James & Associates, Inc.
  Bedminster, NJ
• 11/2012 → 12/2020
  Somerset County New Jersey
  Somerville, NJ
• 03/2021 → Present
  Raymond James & Associates, Inc.
  Punta Gorda, FL

Previous Registrations

• 2009-06-01 → 2013-07-09
  Morgan Stanley
  Bedminster, NJ
• 2002-05-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Bedminster, NJ
  Bedminster, NJ

Other Businesses

(1)Name of Business: Isles Yacht Club Address: 1780 W. Marion, Punta Gorda, FL, 33950, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: Yes Start Date: 09/20/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: serve on the Finance Committee to review finances and financial policies then make recommendations to the Board of Governors that are the decision making body.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-27
• S63 Uniform Securities Agent State Law Examination
  1983-11-14

Other Names

• Richard Fontana
• Richard A Fontana
• Rick Fontana