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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
OH RA APPROVED 1999-09-12
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

530 W Spring Street Suite 160, Columbus, OH 43215 • United States

Plain City, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 09/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; JJMRS Spring Street, LLC; Manage business expenses; Manage business expenses; 530 W Spring St, , Columbus, OH, 43215; Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-19
S63 Uniform Securities Agent State Law Examination 1990-06-20
  • S65 Uniform Investment Adviser Law Examination
    1993-04-19
  • S63 Uniform Securities Agent State Law Examination
    1990-06-20

View on SEC IAPD

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